Attaining RDR qualifications

FCA: “Our Training and Competence sourcebook requires individuals who carry out certain activities for retail clients to hold an appropriate qualification. The Retail Distribution Review (RDR) professionalism reform is designed to raise standards and increase knowledge levels across the retail investment market.” What? RDR is central to the FCA’s agenda of customer protection: giving customers Read More …

Circle of Friends: The Massive Federal Crackdown on Insider Trading—and Why the Markets Always Work Against the Little Guy

The bestselling author of The Sellout tells the explosive story of the government’s crackdown on insider-trading networks—an investigation that has already racked up more than 60 convictions. In Circle of Friends,  Charles Gasparino, the award-wining financial journalist and one of Wall Street’s most knowledgeable observers follows government investigators and prosecutors as they pursue one of the most aggressive Read More …

The Big Short – Michael Lewis

Michael Lewis’s 1989 Liar’s Poker, exposed the shenanigans of Wall Street bond-trading house Salomon Brothers at their greatest prosperity in the mid eighties. The Traders of Salomon were a mercenary bunch of ignorant, gluttonous, hooligans who didn’t get what they deserved… Treacherous to everyone in every way – from colleagues, superiors, juniors and customers, this Read More …