London, United Kingdom
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Investment Manager / Stockbroker - CISI Level 4 Qualification Required
CFDs, Commodities, Derivatives, Equities
Agency / Employer:
We are currently looking for a Stockbroker / Investment Manager to join our busy office based in London. Please note: Candidates only apply if you have RDR compliant CISI Level 4 minimum qualification. Responsiabilites:
Build and maintain an understanding of the services that Pello Capital provide, the investment products on offer. Use this to provide investment recommendations to clients Build and maintain a client base through daily, targeted cold calling. Use your knowledge of the financial and investment markets, drivers of change to sell Pello Capital services and products to clients Build excellent, sustainable and professional relationships with clients. Understand their investment needs, preferences and use this information to make appropriate suggestions for their investments Regularly update your clients on their portfolio and possible new investment opportunities Keep up to date with and adhere to all compliance requirements and regulations that apply to the position ensuring Pello Capital does not breach FCA regulations. Be aware of and adhere to company compliance policies related to the role Stay up to date with the latest financial news and market activities to understand the market movements. Keep abreast of economic and political factors that are the drivers of change. Use this knowledge to provide suitable investment recommendations to clients Keep abreast of the latest financial and tax legislation and use this to provide investment recommendations to clients
Key Skills / Experience Required: The ability to build and manage own client base and to consistently meet monthly revenue targets Able to work with clients to manage their investment portfolios according to the clients appetite for risk and investment goals Natural sales ability with excellent client relationship and communication skills In depth understanding of the current financial and investment markets Fluent at describing investment products, the risks and benefits of each and matching these to client needs and preferences Organised – can self - manage own workload, ensures the companies CRM is up to date for all clients, provides accurate and up to date client and sales data as and when required The ability to operate in a lively and fast paced working environment Strong numeracy skills with high attention to detail Is honest and has a high business and commercial integrity Possesses the ability to process and retain information quickly Understands the client and business need to adhere to FCA regulations Is RDR compliant and has CF30 registration and is not, has not been under investigation with the FCA Is experienced financial stockbroker with some form of transferable client base Ideally has a degree in a relevant area such as economics, accountancy, business, mathematics. Ensure that a sufficient understanding of the FCA’s regulatory requirements are maintained and to understand their importance.